Partner, Hong Kong
Charlotte acts for a wide range of national and international financial institutions including investment and private banks, asset and wealth managers (including hedge fund and private equity managers and advisors) and insurance companies. Her practice includes advising on setting up regulated businesses in Hong Kong, on-going compliance with regulatory laws, codes and guidelines, product offering, regional and global cross border issues, regulatory corporate governance, anti money laundering and data privacy. She has been actively involved in responding to recent regulatory consultations including on client suitability requirements, manager in charge regime and amendments to the SFC Fund Manager Code of Conduct. Charlotte is a member of the Alternative Investment Management Association Regulatory Committee. She is qualified as a solicitor both in Hong Kong and England & Wales.
Posts by Charlotte Robins
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- Part State-owned enterprises and Politically Exposed Persons
- SEC urges companies applying for filing extensions to guard against increased insider-trading risks under U.S. Federal Securities Laws
- Incentives, mindsets and behaviours: How the FCA defines and assesses culture
- Revisiting cooperation with the Hong Kong SFC: A carrot not a stick?
- First OFSI penalty for breach of financial sanctions
A recent Hong Kong Court of First Instance decision has confirmed the powers of the Securities and Futures Commissi… twitter.com/i/web/status/1…
Financial reporting and auditors under the spotlight in Australia - aoinvestigationsinsight.com/financial-repo…
Last year the Hong Kong Privacy Commissioner expressed concern that Hong Kong runs the risk of being left behind as… twitter.com/i/web/status/1…
This year marks the beginning of a new decade, challenging us to look back at the progress the business community h… twitter.com/i/web/status/1…