Posts by Sarah Foley
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- SFC Enforcement Trends
- Direct access – a sea change in data gathering in UK/U.S. criminal investigations
- Market abuse controls: Global approaches vs. local requirements – which one wins?
- What are the key themes in the Final Report of the Australian Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry?
- The FCA confirms the number of open enforcement investigations into ‘non-financial misconduct’
Hong Kong’s Securities and Futures Commission (the SFC) recently published its annual report for 2019 to 2020. As p… twitter.com/i/web/status/1…
Our latest blog post - Active U.S. enforcement of anti-money laundering rules continues unabated - is by Alexander… twitter.com/i/web/status/1…
Information sharing within corporate groups to detect financial crime is being encouraged by the UK Government. Rea… twitter.com/i/web/status/1…
A number of weeks into the Covid-19 pandemic, the FCA has produced guidance and information for firms, including wa… twitter.com/i/web/status/1…
A recent Hong Kong Court of First Instance decision has confirmed the powers of the Securities and Futures Commissi… twitter.com/i/web/status/1…